Source code for coax._core.q

from inspect import signature
from collections import namedtuple

import jax
import jax.numpy as jnp
import numpy as onp
import haiku as hk
from gymnasium.spaces import Space, Discrete

from ..utils import safe_sample, default_preprocessor
from ..value_transforms import ValueTransform
from .base_func import BaseFunc, ExampleData, Inputs, ArgsType1, ArgsType2, ModelTypes


__all__ = (
    'Q',
)


[docs]class Q(BaseFunc): r""" A state-action value function :math:`q_\theta(s,a)`. Parameters ---------- func : function A Haiku-style function that specifies the forward pass. The function signature must be the same as the example below. env : gymnasium.Env The gymnasium-style environment. This is used to validate the input/output structure of ``func``. ``func``. observation_preprocessor : function, optional Turns a single observation into a batch of observations in a form that is convenient for feeding into :code:`func`. If left unspecified, this defaults to :func:`default_preprocessor(env.observation_space) <coax.utils.default_preprocessor>`. action_preprocessor : function, optional Turns a single action into a batch of actions in a form that is convenient for feeding into :code:`func`. If left unspecified, this defaults :func:`default_preprocessor(env.action_space) <coax.utils.default_preprocessor>`. value_transform : ValueTransform or pair of funcs, optional If provided, the target for the underlying function approximator is transformed such that: .. math:: \tilde{q}_\theta(S_t, A_t)\ \approx\ f(G_t) This means that calling the function involves undoing this transformation: .. math:: q(s, a)\ =\ f^{-1}(\tilde{q}_\theta(s, a)) Here, :math:`f` and :math:`f^{-1}` are given by ``value_transform.transform_func`` and ``value_transform.inverse_func``, respectively. Note that a ValueTransform is just a glorified pair of functions, i.e. passing ``value_transform=(func, inverse_func)`` works just as well. random_seed : int, optional Seed for pseudo-random number generators. """ def __init__( self, func, env, observation_preprocessor=None, action_preprocessor=None, value_transform=None, random_seed=None): self.observation_preprocessor = observation_preprocessor self.action_preprocessor = action_preprocessor self.value_transform = value_transform # defaults if self.observation_preprocessor is None: self.observation_preprocessor = default_preprocessor(env.observation_space) if self.action_preprocessor is None: self.action_preprocessor = default_preprocessor(env.action_space) if self.value_transform is None: self.value_transform = ValueTransform(lambda x: x, lambda x: x) if not isinstance(self.value_transform, ValueTransform): self.value_transform = ValueTransform(*value_transform) super().__init__( func, observation_space=env.observation_space, action_space=env.action_space, random_seed=random_seed)
[docs] def __call__(self, s, a=None): r""" Evaluate the state-action function on a state observation :math:`s` or on a state-action pair :math:`(s, a)`. Parameters ---------- s : state observation A single state observation :math:`s`. a : action A single action :math:`a`. Returns ------- q_sa or q_s : ndarray Depending on whether :code:`a` is provided, this either returns a scalar representing :math:`q(s,a)\in\mathbb{R}` or a vector representing :math:`q(s,.)\in\mathbb{R}^n`, where :math:`n` is the number of discrete actions. Naturally, this only applies for discrete action spaces. """ S = self.observation_preprocessor(self.rng, s) if a is None: Q, _ = self.function_type2(self.params, self.function_state, self.rng, S, False) else: A = self.action_preprocessor(self.rng, a) Q, _ = self.function_type1(self.params, self.function_state, self.rng, S, A, False) Q = self.value_transform.inverse_func(Q) return onp.asarray(Q[0])
@property def function_type1(self): r""" Same as :attr:`function`, except that it ensures a type-1 function signature, regardless of the underlying :attr:`modeltype`. """ if self.modeltype == 1: return self.function assert isinstance(self.action_space, Discrete) def q1_func(q2_params, q2_state, rng, S, A, is_training): assert A.ndim == 2 assert A.shape[1] == self.action_space.n Q_s, state_new = self.function(q2_params, q2_state, rng, S, is_training) Q_sa = jax.vmap(jnp.dot)(A, Q_s) return Q_sa, state_new return q1_func @property def function_type2(self): r""" Same as :attr:`function`, except that it ensures a type-2 function signature, regardless of the underlying :attr:`modeltype`. """ if self.modeltype == 2: return self.function if not isinstance(self.action_space, Discrete): raise ValueError( "input 'A' is required for type-1 q-function when action space is non-Discrete") n = self.action_space.n def q2_func(q1_params, q1_state, rng, S, is_training): rngs = hk.PRNGSequence(rng) batch_size = jax.tree_util.tree_leaves(S)[0].shape[0] # example: let S = [7, 2, 5, 8] and num_actions = 3, then # S_rep = [7, 7, 7, 2, 2, 2, 5, 5, 5, 8, 8, 8] # repeated # A_rep = [0, 1, 2, 0, 1, 2, 0, 1, 2, 0, 1, 2] # tiled S_rep = jax.tree_map(lambda x: jnp.repeat(x, n, axis=0), S) A_rep = jnp.tile(jnp.arange(n), batch_size) A_rep = self.action_preprocessor(next(rngs), A_rep) # one-hot encoding # evaluate on replicas => output shape: (batch * num_actions, 1) Q_sa_rep, state_new = \ self.function(q1_params, q1_state, next(rngs), S_rep, A_rep, is_training) Q_s = Q_sa_rep.reshape(-1, n) # shape: (batch, num_actions) return Q_s, state_new return q2_func @property def modeltype(self): r""" Specifier for how the q-function is modeled, i.e. .. math:: (s,a) &\mapsto q(s,a)\in\mathbb{R} &\qquad (\text{modeltype} &= 1) \\ s &\mapsto q(s,.)\in\mathbb{R}^n &\qquad (\text{modeltype} &= 2) Note that modeltype=2 is only well-defined if the action space is :class:`Discrete <gymnasium.spaces.Discrete>`. Namely, :math:`n` is the number of discrete actions. """ return self._modeltype
[docs] @classmethod def example_data( cls, env, observation_preprocessor=None, action_preprocessor=None, batch_size=1, random_seed=None): if not isinstance(env.observation_space, Space): raise TypeError( "env.observation_space must be derived from gymnasium.Space, " f"got: {type(env.observation_space)}") if observation_preprocessor is None: observation_preprocessor = default_preprocessor(env.observation_space) if action_preprocessor is None: action_preprocessor = default_preprocessor(env.action_space) rnd = onp.random.RandomState(random_seed) rngs = hk.PRNGSequence(rnd.randint(jnp.iinfo('int32').max)) # input: state observations S = [safe_sample(env.observation_space, rnd) for _ in range(batch_size)] S = [observation_preprocessor(next(rngs), s) for s in S] S = jax.tree_map(lambda *x: jnp.concatenate(x, axis=0), *S) # input: actions A = [safe_sample(env.action_space, rnd) for _ in range(batch_size)] A = [action_preprocessor(next(rngs), a) for a in A] A = jax.tree_map(lambda *x: jnp.concatenate(x, axis=0), *A) # output: type1 q1_data = ExampleData( inputs=Inputs(args=ArgsType1(S=S, A=A, is_training=True), static_argnums=(2,)), output=jnp.asarray(rnd.randn(batch_size)), ) if not isinstance(env.action_space, Discrete): return ModelTypes(type1=q1_data, type2=None) # output: type2 (if actions are discrete) q2_data = ExampleData( inputs=Inputs(args=ArgsType2(S=S, is_training=True), static_argnums=(1,)), output=jnp.asarray(rnd.randn(batch_size, env.action_space.n)), ) return ModelTypes(type1=q1_data, type2=q2_data)
def _check_signature(self, func): sig_type1 = ('S', 'A', 'is_training') sig_type2 = ('S', 'is_training') sig = tuple(signature(func).parameters) if sig not in (sig_type1, sig_type2): sig = ', '.join(sig) alt = ' or func(S, is_training)' if isinstance(self.action_space, Discrete) else '' raise TypeError( f"func has bad signature; expected: func(S, A, is_training){alt}, got: func({sig})") if sig == sig_type2 and not isinstance(self.action_space, Discrete): raise TypeError("type-2 q-functions are only well-defined for Discrete action spaces") Env = namedtuple('Env', ('observation_space', 'action_space')) example_data_per_modeltype = self.example_data( env=Env(self.observation_space, self.action_space), action_preprocessor=self.action_preprocessor, batch_size=1, random_seed=self.random_seed) if sig == sig_type1: self._modeltype = 1 example_data = example_data_per_modeltype.type1 else: self._modeltype = 2 example_data = example_data_per_modeltype.type2 return example_data def _check_output(self, actual, expected): if not isinstance(actual, jnp.ndarray): class_name = actual.__class__.__name__ raise TypeError(f"func has bad return type; expected jnp.ndarray, got {class_name}") if not jnp.issubdtype(actual.dtype, jnp.floating): raise TypeError( "func has bad return dtype; expected a subdtype of jnp.floating, " f"got dtype={actual.dtype}") if actual.shape != expected.shape: raise TypeError( f"func has bad return shape, expected: {expected.shape}, got: {actual.shape}")